Autor: Sandro Fehlmann
-
Proposed Provisions regarding Insider Lists and Management Transactions – Critical View on a Proposed Shift in Paradigm
The draft changes proposed in the consultation on the amendment to the Financial Market Infrastructure Act (FMIA) seek to transfer issuer obligations from self-regulation by the stock exchange(s) to the FMIA and, associated with such transfer, the assignment of competencies from Swiss stock exchanges to FINMA. Among these issuer duties is the obligation to report…